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luisamato

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luisamato
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  • Hi both, Thanks very much for the information above, it's been really useful. @benjaminfabi i think you definitely deserve a lie down after that explanation. Appreciate the help.
    in MiFID II & Pension Comment by luisamato February 2019
  • Hi all, Thank you for you responses, they have been most helpful. I feel that a brief letter covering all necessary parts along with a cost and charges disclosure will suffice.
    in Periodic Assessment of Suitability Comment by luisamato September 2018
  • Thank you both for your replies. Generally most of the time it is part of an income strategy already agreed with the client, and we save the client confirmation as an audit trail. Assuming this should suffice instead of new SR's each time. App…
    in PCLS Suitability Reports Comment by luisamato August 2018
  • Thanks for your reply and sorry for taking so long to get back to you. Appreciate the advice, i have just passed R02, so think i will try and get onto my company about getting signed up for J10. What was the step up like from R02 and J10 to AF4...c…
    in R02 - J10 Comment by luisamato December 2017
  • Hi Jonny, Really appreciate your detailed reply. This is for a portfolio of funds unfortunately, so like you say, it starts getting tricky. I think it would be a nightmare sifting through all of the transactions that have taken place within the po…
    in GIA CGT calculation Comment by luisamato November 2017