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HughJ

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HughJ
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  • Thanks for the responses. Yonkers - my understanding is that you are right; if you don't have discretionary permissions you would need to cover suitability for each fund switch/rebalance.
    in Mifid II Updates on progress Comment by HughJ July 2018
  • One of the areas that is being debated in our firm is whether we need to provide a detailed breakdown of fund charges (ie TER/OCF + transaction + performance) in the on-going suitability/review letter. We do this for new recommendations but have bee…
    in Mifid II Updates on progress Comment by HughJ June 2018
  • Thanks guys.
    in Risk profiling and beyond Comment by HughJ August 2017