Disclaimers
Just a quick question, do you make it clear on stationery/email signatures, etc that you are not regulated by the FCA? If you are I know it must be stated, but was wondering whether it would be stating the obvious for an outsourced company. Do you get asked whether you are regulated when speaking to (potential) clients?
Comments
I'm no expert on this having not worked with or as an outsourced paraplanner. But I would assume all IFAs would know you're not regulated by the FCA.
In fact, with SM&CR you couldn't be... if i'm understanding the changes correctly.
Hi Andy,
I don't. My terms of business make it clear that I am not regulated and I have no regulatory liability for my work.
Agree with Ben & Aron. No need to have that you are not regulated.
As a side note to this, regulatory statement doesn't need to be on business cards for advisers either. Other stationery/letterhead/email then obviously.