Execution Only
seanhurst
Member
Evening all
Does anyone complete business on an execution only basis? If so do any of you have a declaration you ask the client to complete and sign?
If so would anyone like to share?
Many thanks
Does anyone complete business on an execution only basis? If so do any of you have a declaration you ask the client to complete and sign?
If so would anyone like to share?
Many thanks
Comments
I'd ask your compliance service provider what it has, or knock something up based on the guidelines in the link above.