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D2C Platform

Yonkers420Yonkers420 Member
in General

Hi All,

Have any of you recommended D2C platform investments for a client who does not require ongoing advice and purely transactional. How does the regulator view this? Any pitfalls to consider?

We have a referral from a longstanding client, but the referred client is not our typical client and only requires advice on a relatively small amount to invest in an ISA, want to help but not cost effective for either party to pursue an ongoing relationship

Thanks

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